GLU MOBILE INC.
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(Name of Issuer)
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Common Stock, par value $0.0001 per share |
(Title of Class of Securities)
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379890106 |
(CUSIP Number)
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(Name, Address and Telephone Number of Person |
Authorized to Receive Notices and Communications)
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May 31, 2019 |
(Date of Event which Requires Filing of this Statement) |
CUSIP No. 379890106
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Schedule 13D
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Red River Investment Limited |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐ | ||
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(b)
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☐ | |||
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF |
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐ | ||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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British Virgin Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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None
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8
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SHARED VOTING POWER
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21,000,000
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9
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SOLE DISPOSITIVE POWER
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None
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10
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SHARED DISPOSITIVE POWER
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21,000,000
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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21,000,000
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ | ||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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14.46%*
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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CUSIP No. 379890106
|
Schedule 13D
|
1
|
NAMES OF REPORTING PERSONS
|
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Tencent Holdings Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐ | ||
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(b)
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☐ | |||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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None
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8
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SHARED VOTING POWER
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21,000,000
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9
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SOLE DISPOSITIVE POWER
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None
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10
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SHARED DISPOSITIVE POWER
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21,000,000
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|
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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21,000,000
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐ | ||
|
|
||||
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|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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14.46%*
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|||
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||||
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
CO
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CUSIP No. 379890106
|
Schedule 13D
|
1
|
NAMES OF REPORTING PERSONS
|
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||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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THL E Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
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||
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(b)
|
☐ | |||
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||||
3
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SEC USE ONLY
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||
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|||
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐ | ||
|
|
||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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British Virgin Islands
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
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SOLE VOTING POWER
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None
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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None
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐ | ||
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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0%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background
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(i) |
Tencent;
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(ii) |
Red River; and
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(iii) |
THL.
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Item 5. |
Interest in Securities of the Issuer
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Item 7. |
Material to Be Filed as Exhibits
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Joint Filing Agreement, dated as of June 4, 2019, between Red River Investment Limited, Tencent Holdings Limited and THL E Limited, as
required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.
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RED RIVER INVESTMENT LIMITED
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By: | /s/ Ma Huateng | |
Name: Ma Huateng
Title: Director
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TENCENT HOLDINGS LIMITED
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By:
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/s/ Ma Huateng | |
Name: Ma Huateng
Title: Director
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THL E LIMITED
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By:
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/s/ Ma Huateng
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Name: Ma Huateng
Title: Director
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Name
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Present Principal
Employment
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Business Address
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Citizenship
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Ma Huateng
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Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Charles St Leger Searle
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Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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Republic of South Africa
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Name
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Present Principal Employment
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Business Address
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Citizenship
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Ma Huateng
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Chairman of the Board and Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Lau Chi Ping Martin
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Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Jacobus Petrus (Koos) Bekker
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Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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Republic of South Africa
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Charles St Leger Searle
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Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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Republic of South Africa
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Li Dong Sheng
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Independent Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Iain Ferguson Bruce
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Independent Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Ian Charles Stone
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Independent Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Yang Siu Shun
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Independent Non-Executive Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Name
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Present Principal Employment
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Business Address
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Citizenship
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Ma Huateng
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Chief Executive Officer
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Lau Chi Ping Martin
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President
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Xu Chenye
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Chief Information Officer
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Ren Yuxin
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Chief Operating Officer and President of Platform & Content Group and Interactive Entertainment Group
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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James Gordon Mitchell
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Chief Strategy Officer and Senior Executive Vice President
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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United Kingdom of Great Britain and Northern Ireland
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David A.M. Wallerstein
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Chief eXploration Officer and Senior Executive Vice President
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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United States of America
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John Shek Hon Lo
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Chief Financial Officer and Senior Vice President
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China (Hong Kong SAR)
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Name
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Present Principal
Employment
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Business Address
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Citizenship
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Ma Huateng
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Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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People’s Republic of China
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Charles St Leger Searle
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Director
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c/o Tencent Holdings Limited, 29/F., Three Pacific Place, No. 1 Queen’s Road East, Wanchai, Hong Kong
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Republic of South Africa
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RED RIVER INVESTMENT LIMITED
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By:
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/s/ James Gordon Mitchell
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Name: James Gordon Mitchell
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Title: Authorized Representative
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TENCENT HOLDINGS LIMITED
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By:
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/s/ James Gordon Mitchell
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Name: James Gordon Mitchell
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Title: Authorized Representative
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||
THL E LIMITED
|
||
By:
|
/s/ James Gordon Mitchell
|
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Name: James Gordon Mitchell
|
||
Title: Authorized Representative
|